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Senior Executive/ Executive Compliance & Legal

Keywords / Skills : Compliance, Audit, Legal, LegalCompliance, Compliance Auditor, Compliance Consultant, Compliance Control, Compliance Risk, compliance executive, Legal Compliance, Fund Management, Foreign Regulation, Local Regulation

2 - 7 years
Posted: 2019-09-05

Banking/Accounting/Financial Services
Finance & Accounts
Internal Auditor
Financial Controller
Posted On
5th Sep 2019
Job Description
Roles and Responsibility :
  • Ensure the company is in compliance with local and foreign regulatory requirements. 
  • Prepare, review agreement, contract and other related documents pertaining to fund management business. 
  • Provide advisory on legal and compliance matters to support day-to-day business operations in order to ensure adherence to relevant regulatory guidelines/policies and shariah principles/standards. 
  • Assist in preparing various regulatory filings and prepare various reports to Board, Committees and Management. 
  •  Promote and cultivate compliance and governance culture, including ethics and best practice business conduct.
Requirements :
  • A recognized Degree in Legal, Shariah or equivalent. 
  •  Minimum of two years’ experience in fund management company or financial services industry. 
  • Preferably candidate who has passed SC licensing examination of Module 9, 10 and 11. 
  • Good understanding of fixed income products including Islamic capital market instruments. 
  • Good interpersonal and communication skills in English and Bahasa Malaysia. 
  • Meticulous, organised, team player, able to work in fast-paced and deadline driven environment.

About Company

Why Join Us
Opus Asset Management Sdn Bhd has a very collegiate approach towards the workplace allowing for responsibilities to be given earlier and efforts to be suitably remunerated. Good opportunity in career progression.
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