Assoc Specialist, Enforcement

Assoc Specialist, Enforcement

RHB Banking Group
2-5 years
Not Specified

Job Description


Description
Primary Objective:
1) To handle centrally all legal Orders issued pursuant to AMLATPUA 2001 and any subsequent requests made by Regulators and Enforcement agencies for RHB Banking Group.
2) Follow-up with the respective SBGs/SFGs to ensure efficient and effective escalation to avoid possible regulatory actions.
3) To update name into the watchlist database to ensure an effective screening tool is in place.
4) Act as senior liaison between the lines of business and regulatory officials
Key Responsibilities:
1. Attend to regulatory Orders served under AMLATPUA 2001 centrally and liaise with the relevant business unit to ensure action are taken on timely basis to avoid enforcement action against the Bank.
2. Provide assistance for any subsequent request by FIED (BNM) and LEAS for further information / documentation to ensure smooth running of their investigation and to avoid supervisory action against the Bank.
3. Act as liaison officer between the lines of business and regulatory officials
4. Update the internal / external watch list and latest alerts issued by regulators on negative listing of individual and entities and maintain updated negative database on the suspect individual and entities to ensure robust implementation of screening database and information are relevant.
5. Keep abreast on latest alerts issued by regulators on negative listing of individual and entities and maintain updated negative database on the suspect individual and entities to ensure robust implementation of screening database and information are relevant.
6. Provide update on Orders through monthly reporting to the management to ensure they has adequate oversight on the level of measures undertaken by the Bank in dealing with MLTF risk.
Requirements
Requirements:
Bachelor Degree - in related field..
- Certification in Anti Money Laundering and Anti-Terrorism Financing (Asian Institute Chartered Bankers)
At least 2 years experience in AML/CFT function.
Microsoft Office
Good writing and communication skill
Benefits
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

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