General Compliance – Compliance Testing

General Compliance – Compliance Testing

Oversea-chinese Banking Corporation Limited
Kuala Lumpur Malaysia
5-8 years
Not Specified

Job Description

Job Description :
1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including:
• To perform risk assessment framework for compliance review;
• To design review plan for compliance testing;
• To design or leverage on existing KRIs;
• To set thresholds for the KRIs;
• To administer questionnaires to the DCOs;
• To maintain central log of all KRIs;
• To validate the relevance of KRIs at regular intervals;
• To decide on customizing the questions for the business groups;
• To prepare compliance testing reports;
• To perform exit meeting and wrap up the compliance testing review; and
• To follow up on the action plans.
2.To relief the compliance officers from the RCU team from time to time, when required. Qualifications
• Professional qualification or university degree
• Minimum 5 years working experience in banking, external auditing or consulting in financial services sector
• Leadership and Project Management Skill
• Good interpersonal and communication skills
• Good knowledge of Microsoft software applications such as Microsoft Project, Excel, PowerPoint, Word
• Prior working experience as Compliance Officer or internal auditor in banking is a definite advantage

Job Details

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