Manager, Compliance Advisory

Manager, Compliance Advisory

Hong Leong Bank
5-8 years
Not Specified

Job Description

If you are looking to excel and make a difference, take a closer look at us…
Job Summary
  • Responsible for assessing and advising on regulatory compliance.
  • Support the Group's Compliance framework, initiatives and activities in line with the Group's strategic direction, regulatory and global standards.

Key Responsibilities:
  • Advice business/support units on compliance to laws, rules and standards.
  • Recommend solutions to address specific challenges faced by the Bank in regulatory compliance matters.
  • Identify, assess and advise impact of regulatory compliance risks during new product/services development, process, marketing/promotional campaigns and other related activities.
  • Review submission of relevant regulatory compliance reports/responses to regulatory bodies on compliance matters.
  • Resolve identified issues, and escalate concerns to respective superiors as appropriate to ensure timely awareness of any material concerns, drive compliance related projects bank-wide such as FEA/CRS/FATCA.
  • Analyze cases escalated to Group Compliance to assess and determine any non-compliance to regulations.
  • Review compliance breaches and reports escalated from Business Units/Support Units for reporting to senior management.
  • Provide contents for training materials based on subject expertise.
  • Conduct SME training to stakeholders - eg:- FEA, CRS/FATCA, FTFC.
  • Keep abreast of new legal regulatory and material regulatory changes, new developments and international better practices on Regulatory Compliance.
  • Constantly engaging stakeholders on their key processes with regulatory impact. Report and follow up with the results of the review, gaps and areas of improvement, track and ensure closure of issues.
  • Assist Team members to perform advisory services effectively and efficiently.
  • Supervise junior team members to ensure that assignments meet timelines and objective.
  • Assist to provide advice to senior management and Chief Compliance Officer on issues faced by the Bank on compliance regulatory matters.
  • Assist in consolidation of issues, slides preparation to be tabled at various meetings.
  • Additional duties as assigned.

Job Requirements:
  • Degree in Accounting/Finance/Banking/Economics/Law.
  • Good command of spoken and written English.
  • Minimum of 5 years managerial experience in a banking and financial Institution with specialization in compliance or legal risk.
  • Knowledge of legislative aspects/regulatory requirements of banking and financial institutions and banking products is a must.
  • Demonstrated ability to effectively communicate, both orally and in writing, through all levels of the organization.
  • Possess analytical and critical thinking. Attentive to details and possesses investigative nature.
  • Audit experience is an added advantage.
  • Strong team spirit player with a positive attitude and having the drive to improve processes.

Hong Leong Bank Berhad ('HLB') is a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned HLB various awards for its innovative approach in reimagining customer experiences and their banking journey. HLB's digital and physical offerings span across a vast nationwide network in Malaysia, strengthened with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China.
Expanding on our 'Digital at the Core' ethos, we are progressively digitising the employee journey and experience to provide a strong foundation for our employees to drive life-long learning, achieve their career aspirations and grow talent from within HLB. HLB is the recipient of the Gold Award for Best Workplace Culture at the HR Excellence Awards 2019 for our efforts in nurturing a culture of high performance.
Thank you for considering HLB as your preferred employer and we look forward to receiving your application soon.

Job Details

Employment Types:




Hong Leong Bank ('HLB') stands proudly as a leading financial services institution based in Malaysia, providing a wide range of comprehensive and innovative financial solutions across the region. These services are delivered through both digital and traditional means, via online and mobile banking, as well as our digital branch concept to provide customers with an efficient and seamless experience aided by technology.As the service and financial landscape changes rapidly with the ever-increasing use of technology, staying attuned to customers needs and desires becomes even more critical to HLB's operations. To stay ahead of these dynamic changes, the Bank has adopted the approach of reimagining banking by embedding digital considerations and customer centricity in every aspect of our operations, from products and services as well as customer care and engagement.HLB's ethos of being Digital-At-The-Core powered by customers-at-the-forefront will continue to lead us to innovate offerings in line with our aspiration of being a highly digital and innovative financial services organization.

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