Manager, Regulatory Audit

Manager, Regulatory Audit

Hong Leong Bank
Not Specified
Not Specified

Job Description

If you are looking to excel and make a difference, take a closer look at us…
Functional Responsibilities
  • Assist the Head, Regulatory Audit to prepare the Audit Plan and ensure completion of audit assignments per the approved Audit Plan.
  • Provide business value add recommendations by auditing business activities for risk reward optimisation, cost management and challenging existing procedures/process for better efficiency.
  • Ensure engagement with the audit teams and audit clients at all levels to ensure root causes of audit issues are effectively resolved.
  • Provide oversight and support to the internal audit team based in overseas’ subsidiaries.

Managerial Responsibilities
  • Coordinate, plan, supervise and team lead the audits.
  • Assess compliance with the Bank’s guidelines and SOPs, BNM and overseas regulators’ guidelines, laws and regulations and to evaluate the effectiveness of internal controls and efficiency use of the Bank’s resources.
  • Review audit findings and present to the audit clients during exit discussion meeting, obtain appropriate response and to follow-up on any remedial actions to be implemented till resolution of the issues addressed.
  • Prepare and submit draft audit report to Head, Regulatory Audit within the stipulated timeframe.
  • Conduct periodic risk assessment on the audit entities for Head, Regulatory Audit’s review.
  • Prepare the audit budget and manage it in the most efficient manner.
  • Provide coaching and on job training to the team members and, guest auditor(s) participating in the audits, if any.
  • Attend and/or present audit reports to the Audit Committees in Head Office and overseas’ subsidiaries as and when needed.
  • Assist and support the Head, Regulatory Audit in the discharge of the Department’s audit operations.
  • Manage ad hoc assignments and participate in special projects and tasks as and when required.
  • Proactively monitor matters that may affect the effective discharge of the Department’s internal audit function.

Hong Leong Bank Berhad ( HLB) is a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned HLB various awards for its innovative approach in reimagining customer experiences and their banking journey. HLB’s digital and physical offerings span across a vast nationwide network in Malaysia, strengthened with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China.
Expanding on our Digital at the Core ethos, we are progressively digitising the employee journey and experience to provide a strong foundation for our employees to drive life-long learning, achieve their career aspirations and grow talent from within HLB. HLB is the recipient of the Gold Award for Best Workplace Culture at the HR Excellence Awards 2019 for our efforts in nurturing a culture of high performance.
Thank you for considering HLB as your preferred employer and we look forward to receiving your application soon.

Job Details




Hong Leong Bank (“HLB) stands proudly as a leading financial services institution based in Malaysia, providing a wide range of comprehensive and innovative financial solutions across the region. These services are delivered through both digital and traditional means, via online and mobile banking, as well as our digital branch concept to provide customers with an efficient and seamless experience aided by technology.As the service and financial landscape changes rapidly with the ever-increasing use of technology, staying attuned to customers needs and desires becomes even more critical to HLB’s operations. To stay ahead of these dynamic changes, the Bank has adopted the approach of reimagining banking by embedding digital considerations and customer centricity in every aspect of our operations, from products and services as well as customer care and engagement.HLB’s ethos of being Digital-At-The-Core powered by customers-at-the-forefront will continue to lead us to innovate offerings in line with our aspiration of being a highly digital and innovative financial services organization.

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