Senior Associate , GTM - Regional Transaction Management MY

Senior Associate , GTM - Regional Transaction Management MY

3-6 years
Not Specified

Job Description

  • Legal and related documentation review
  • Lead discussions/negotiations/meetings on transaction documents from a legal perspective
  • Liaison with all relevant regulatory authorities including Securities Commission, Bank Negara Malaysia, etc., including lodgments/submissions/correspondence to/with regulatory authorities
  • Reviewing, commenting and providing feedback on guidelines, laws or regulations and participate in industry discussion groups, as and when required
  • To keep abreast with legal and regulatory developments in the relevant areas
  • Close collaboration with the seniors in RDCM to ensure both RDCM and RTM members work towards a seamless and effective execution of the transactions
  • Assist the Head of RDCM and Head of Capital Markets to monitor adherence to regulatory compliance including dealing with auditors, compliance and regulatory representatives as the case may be, as and when required
  • Legal advice on all aspects of the functions and responsibilities of Capital Markets
  • Qualifications
  • Bachelor Degree in Law
  • Minimum of 3 years of relevant working experience in a law firm or a financial institution
  • Capital Markets and Services Representative Licence (CMSRL) in advising on corporate finance, would be an advantage
  • Meticulous, resourceful, strong analytical and problem solving skills
  • Strong writing and communication skills and possesses strong technical knowledge in the relevant fields including banking, credit and securities
  • Strong proficiency in Microsoft Word is required
  • About CIMB THAI

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