Snr Compl Analyst

Snr Compl Analyst

RHB Banking Group
Kuala Lumpur Malaysia
2-5 years
Not Specified

Job Description

Primary Objective:
To assist in providing assurance to Board and Senior Management on the Bank’s level of compliance to regulatory requirements
Key Responsibilities:
  • Assist in the following:
    • 212 business/functional areas across the bank
    • Gap assessments on regulatory reporting and related regulatory requirements
    • Forward-looking, current or emerging risk relating to regulations across all sectors
    • Annual risk rating results derived from the Compliance Risk Assessment Model (CRAM) and the Anti-Money Laundering Risk Assessment Model (AMLRAM)
    • New regulations that have been issued or updated by the regulators and fully implemented by the Bank within the past year
    • Past incidences / non-compliances
  • Assist in the formulation of scope of review for compliance review on business/functional areas, regulatory guidelines/requirements.
  • Assist in analyzing areas for review and develop the annual compliance review plan
  • Adhere to annual compliance review plan
  • Lead and conduct compliance reviews and gap assessments against regulatory requirements, industry practices, etc.
  • Establish compliance review report and ensure timely submission to Section Head and Head, Compliance Assurance for review and further submission to Board and Management.
  • Work with business units, Business Risk & Compliance Officers (BRCOs) and management to develop and monitor the closure of findings raised during compliance reviews.
  • Perform validation on BRCOs’ health checks as and when required to ensure continuous compliance to regulatory requirements.
  • Supervise and coach a team of reviewers to ensure completion of compliance reviews.
  • To be a subject matter experts in critical areas (i.e. Treasury, Trade Finance, Risk Management & IT)
  • Provide advice to business units on compliance matters, where necessary.
  • Conduct briefing on compliance, if required.
  • Other task as requested by Head, Compliance Assurance

Bachelor Degree - .
  • At least with 2 - 5 years of experience in the financial industry.
  • Experience in Audit, Treasury, Trade Finance and Risk Management will be an added advantage
  • Have an understanding of the compliance function in financial services industry.
  • Good writing skills with ability to customize best practices to suit the Group’s compliance strategies.
  • Able to work efficiently and effectively to meet tight deadlines
  • Ability to lead a team to achieve results.

Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

Job Details

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