Spclst, Treasury Surveillance

Spclst, Treasury Surveillance

RHB Banking Group
Kuala Lumpur Malaysia
3-5 years
Not Specified

Job Description

Primary Objective:
  • Conduct trade and communication surveillance activities on Group Treasury traders to detect any trade misconduct via the available resources.
  • Develop innovative approach and scenarios to detect any trader’s misconduct
  • Ensure timely escalation of any issues / misconduct identified

Key Responsibilities:
    Review and disposition of alert triggers based on investigation results.
  • Oversees treasury related activities to ensure compliance with the regulatory requirements and ethical standard of the business activities.
  • Conduct trade and communication surveillance related activities to ensure compliance with the regulatory requirements and ethical standard of the business activities.
  • Detect abnormal communication (i.e. text and voice) made by authorised dealers/traders via approved communication channels.
  • Detect abnormal trade activities made by authorized dealers/traders in all channels.
  • Perform necessary investigation and escalation to the Team lead if there is any misconduct identified. Analyse the behavior and pattern of the past records (i.e. trade/communication) to improve surveillance mechanism.
  • Provide relevant feedback on surveillance positioning by taking consideration of observations made during surveillance.
  • Identify and recalibrate monitoring indicators to ensure effective surveillance.
  • Provide periodical reports and/or reports on an ad-hoc basis for management notification/approval.
  • Maintenance repository of surveillance issue and concern.
  • Develop new scenarios to detect trader’s misconduct.
  • Liaise with key stakeholders, including trading system providers, to improve trade and communication surveillance practice.
  • Any other duties assigned by the supervisor.

Bachelor Degree - professional qualifications.
- • PPKM• Regulatory Compliance Certification from an accredited body
    Possess at least 3 to 5 years of relevant experience/ knowledge in Treasury or trade surveillance At least 2 years in compliance will be an added advantage Familiar with using trade surveillance tools and systems Good acumen to detect any misconduct triggers
  • Management skills
  • Good communication and writing skills
  • Treasury System
  • Data mining/analysis
  • Process flow
  • Financial market products and Treasury operations

Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

Job Details

Employment Types:



Similar Jobs

People Also Considered

Career Advice to Find Better

Simple body text this will replace with orginal content